PRIVATE FUND FORMATIONS; PPMs
You've got a successful investment strategy or opportunity and you'd like to participate in its success alongside your clients by setting up an investment fund. But you'll need to have the best legal structure set up so you are in compliance with securities laws and regulations. I can guide you through the best and most cost effective structure for your specific needs.
Please contact me if you would like to arrange an introductory call to discuss your plans.
The Limited Partnership is the cornerstone of fund formation. There are dozens of decisions that will need to be made to get it done. I can guide you through the process of limited partnership formation in an expedient and cost effective way.
I can provide for the drafting of limited partnership agreements, subscription agreements and accredited investor questionnaires to perfect the formation of the limited partnership. This process could include the legal formations of both the general partner entity and, of course, the limited partnership entity.
In many cases the general partner is also a Registered Investment Advisor (“RIA”) and has been previously formed. See my segment on Legal Entity Formation elsewhere on my site. Please contact me if you would like to arrange an introductory call to discuss your plans.
The Private Placement Memorandum is the disclosure document used in connection with the private sale of securities, including the sale of limited partnership interests in connection with the formation of an investment fund. There are certain instances where a PPM is required and others where it is not. I can help you make an informed decision as to whether or not you need a PPM and, if so, how to best get it done.
Please contact me if you would like to arrange an introductory call to discuss your plans.